Lead Compliance Analyst Interview Questions

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Lead Compliance Analyst interview questions shared by candidates

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New Relic
IT Financial Risk Compliance Lead was asked...6 April 2021

They asked me whether or not I had experience modifying control processes.

1 Answers

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I had worked in consulting in The Bay Area for the past two years so I had multiple instances where I could point to a change that was deemed necessary and how the team's I worked with were able to modify the process in a quick and effective manner. Less

CRST Logistics
Lead Carrier Compliance Coordinator was asked...11 September 2018

Name a difficult situation and how you handled it.

1 Answers

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When I worked in printing, the wrong brochure was printed. I came up with a game plan and a new ship date for the correct brochure to be delivered. Wwe shipped overnight and was able to make their delivery date Less

Volkswagen Group of America
Environmental Compliance Lead was asked...19 September 2019

If I was a certified auditor as that was what the were looking for. The requirement was not in the job posting or brought up in the previous phone interviews.

1 Answers

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I was not a certified auditor.

Lennox International
Trade Compliance Lead was asked...17 August 2019

How would you approach having to correct a process used by coworkers not working at your location?

1 Answers

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IT use. Time line programm

Kellogg Company
Quality Compliance Lead was asked...11 August 2015

They asked me about a success I had

1 Answers

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I told them about the time I had to audit a training program that was not structured well, in my opinion. I restructured the training material and class learning style and had a successful program within two weeks. Less

MarketSource
Compliance Lead was asked...7 June 2016

How are your excel skills? How do you feel about support roles?

1 Answers

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Great! I have always been a person who volunteers and have a customer first attitude. Less

Duke Energy
Lead Compliance Analyst was asked...13 February 2018

give me a time of when you worked across functional groups inside of an organization to resolve a difficult problem?

Capital on Tap
Compliance & Monitoring Lead was asked...26 December 2021

they typical “hAvE yOu eVeR wOrKed wIth dIfiCulT pEoPle”

Wells Fargo
Lead Compliance Officer was asked...17 February 2023

1. Describe a time when you had to confront a noncompliant area of the bank. Describe the action you took and the outcome.

Dun & Bradstreet
IT Compliance Program Lead was asked...8 November 2016

Typical resume questions for screening from both recruiter and the one manager I spoke to.

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