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Compliance officer Interview Questions in Singapore

When hiring a compliance officer, an employer will look for applicants with legal knowledge and ethical standards to ensure that the company does not violate its rules and regulations. When interviewing for this position, expect to be given behavioural questions that are designed to determine how you would enforce the company's code of conduct and handle ethical and legal violations in the workplace.

786 Compliance Officer interview questions shared by candidates

Top Compliance Officer Interview Questions & How To Answer

Here are three top compliance officer interview questions and tips on how to answer them:

Question No. 1: How would you handle a situation where an employee violated the company's code of conduct?

How to answer: Not only do interviewers want to know whether you respect the company's code of ethics, but they also want to know whether you have what it takes to confront, and even fire and take legal action against, an employee for their unethical or unprofessional behaviour in the office.

Question No. 2: What is necessary to create an effective compliance programme?

How to answer: Employers want to make sure you understand the laws, rules and regulations of the industry. When asked this question, share your knowledge of the industry-relevant governing bodies.

Question No. 3: If a senior-level employee asked you to violate the company's code of conduct, what would you do?

How to answer: Compliance officers have to make sure that all employees are following the legal requirements of the company, including senior-level executives. When asked this integrity question, assure the interviewer that you would work with all employees, regardless of rank, to make sure that they are educated about the compliance programme and follow the established rules.

Top Interview Questions

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Bitvavo
Compliance Officer was asked...22 November 2022

How do you see yourself adding value to Bitvavo and how can Bitvavo add value to your professional development?

Maybank

what are your strength and weakness

Ace Cash Express

What would your current boss say is your biggest weakness?

Swissquote

e.g Pourquoi j'ai choisi la Conformité ?

Swissquote

Why choosing a field of activity such as compliance (coming from a background in law) ? Can you work under pressure ? Can you work as a team ?

Florence Healthcare

Why do you want to work with us?

Apex Group

Why this company, why this job?

ACMA (Australian Communications and Media Authority)

My experience in a regulatory environment.

Credit Suisse

what experience do you have?

Deriv.com

What was your role in your previous company?

1 Answers

I explained on what I did previously and my achievements

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