China Securities interview questions

Audited the regulatory compliance of custody operation modifications for 800+ managed funds (totalling $800M AUM) at China's largest investment bank ($20T AUM). • Streamlined the transaction documentation process by auditing and verifying 200+ records weekly, reducing data-entry errors and improving operational efficiency. • Mitigated operational and regulatory risk by analysing daily asset flows for 800+ portfolios, ensuring compliance and audit readiness.