1.0
2 Oct 2018
Current employee, more than 3 years
Recommend
CEO approval
Business outlook
Pros
Large company with self clearing platform and many selling agreeements and resources
Cons
Poor communication with supervisory compliance groups and lack of response to inquiries to tech support team, 360 service team has long telephone hold times and accuracy of information given to Advisors inconsistent, technology shutdowns are frequent esp on weekends so difficult without system access to conduct client meetings efficiently outside of the normal business hour window. Company has experienced many service breaks since recent NPH Advisor acquisition and change to new platform. Firm has recently lost large hybrid RIA OSJs to competitors. Do not feel valued as an affiliated independent Advisor.