1.0
16 Jun 2025
Former employee, more than 3 years
Recommend
CEO approval
Business outlook
Pros
Nothing good about this company
Cons
I was part of the mutual fund team. The managers running it, T,A. and J.G., are some of the most crooked people in the financial services industry. Their sales practices are antiquated and ineffective. They only have sub-advised mutual funds with high expense ratios. Most FA's will not use antiquated products like 1940 Act mutual funds. Management plays favorites with existing wholesalers and will not give an opportunity for newer wholesalers to build their territory and business. They also will "give" their favorites business from your territory. T.A. and J.G. should be investigated by FINRA and the SEC